Catalogue No. 06

The Named-Owner Protocol

An AI system is about to go live and nobody can say whose name is against its outcomes: settle a named owner, and what that owner must secure, before approval.

Scope. About 6-page protocol: pre-go-live checklist, board-approval template and a named-owner record for each material system. Governance toolkit: practitioner-designed, for use in your context.

Situation · Overseeing AI Role · Chair Role · General counsel / risk officer Role · Company secretary / governance professional Role · CFO / executive Topic · AI governance

The complaint arrives eleven months after the first customer was affected. An AI system had been applying a slightly wrong rule to a large volume of transactions. The board reaches for the incident protocol and asks the first question any board asks: who owns this? The answer comes back as a function, then a committee, then a silence. The system was approved by this board and earns money for this business. Nobody in the room can say whose name is against it.

What this is

A name, a scope, and the protections behind them

The Named-Owner Protocol is the framework that puts a single named executive against the outcome of every AI system that matters to the business — and settles, before the system goes live, what that person must secure so the accountability is real rather than nominal. It converts "who owns AI?" from a question that produces an org chart into one that produces a name, a scope, and a set of protections bought at the contract table.

Where a cause may never be found after an AI failure, accountability gets settled in advance or never at all. This protocol is how a board settles it in advance.

Use it by completing the pre-go-live checklist for each material system, recording the owner on the named-owner record, and adding the reserved-matters line to the board's schedule.

What's inside

Everything the board needs to name an owner

  • The pre-go-live checklist: the four protections a named owner must secure
  • A board-approval template for which systems require an owner, and who they are
  • A fillable named-owner record, one for each material system
  • The reserved-matters line that places named owners in the board's own schedule
  • Guidance on running the protocol as a standing discipline
When to use it

At the contract stage, while the protections can still be won

Before any material AI system is approved or goes live — the protocol works at the contract stage, which is the only stage where its protections can still be secured.
Use it also to retrofit named owners onto systems already running, and at each board cycle to confirm the owners still hold.
Who it's for

Built for the boards that approve AI systems

Written for the Chair and board that approve AI deployments. It also serves general counsel and company secretaries working at the contract stage, where the protections are won or lost, and any director who has asked who owns this after a failure and heard a silence.

What you'll be able to do

Accountability settled before go-live

Before a material AI system is approved, it has a named owner who has secured what the board needs: records that reconstruct what happened, the running version logged, the provider bound to preserve evidence and cooperate, and the authority to stop the system. The board approves the names before a failure, through its schedule of matters reserved.

This toolkit is built from Governance Notes by Paul Halpin, Edition 11 (AI Governance: Your Crisis Plan Was Built for an Attacker) and Edition 12 (AI Governance: The Strategic Resource You Need a Return On). The newsletter supplies the thinking; this toolkit is the instrument to act on it.

A practitioner-designed toolkit to be applied in your own context.

The Named-Owner Protocol

Catalogue No. 06  ·  €[PRICE]  ·  Digital delivery